Senior Compliance Officer, Pretoria

Overview

Hire Resolve is currently seeking a Senior Compliance Officer to join our client’s team. In this role, you will be responsible for effectively delivering a quality compliance and risk management service to our clients at a regional level and adherence to the compliance requirements as dictated by the FSCA. This is a great opportunity for an experienced compliance professional to take on a leadership role and make a significant impact within a dynamic organization.

Responsibilities 

Outsourced compliance function delivered to financial services clients and other FICA-accountable
institutions. Fulfil compliance function required in terms of FAIS, FICA, and other applicable legislation and business
requirements. Establish a culture of compliance and provide a compliance risk framework to clients. Assist clients to achieve the TCF outcomes. Perform all functions to the standard and deadlines set by Regional Manager. Provide clients with high quality, personalised and substantive reports. Include clients in compliance processes and provide post monitoring feedback. Maintain records as required by the business. Display behaviour and attitudes that positively contributes to the well-being and development of the
regional team, the company, and its clients. Sourcing and signing up of new clients.

Requirements 

A Legal/Accounting/Financial degree or A FSCA (FSB) recognised qualification. Registered as a FSCA approved Compliance Officer, Category I (Category II if possible). Minimum 5 years’ experience in compliance or risk management within the financial services industry

Contact Hire Resolve for your next career-changing move today

Our client is offering a highly competitive salary for this role based on experience. Full Time

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