Compliance Specialist Officer - Market Conduct (Insurance), Pretoria

Compliance Specialist Officer - Market Conduct (Insurance) Location: Menlyn, Pretoria

Salary: R32 000 to R34 000 p.m.

Our client in the Insurance industry is looking for a Compliance Specialist Officer to analyse and monitor Market Conduct risk indicators and to ensure that these risks are mitigated.

Key responsibilities

Assisting Compliance Manager to analyze, monitor and track regulatory risk indicators

Assisting Compliance Manager with the drafting of compliance related policies, agreements and memoranda regarding Market Conduct

Assisting Compliance Manager in ensuring compliance to all relevant regulatory requirements identified

Assisting line management with understanding the various requirements to comply with all applicable legislation, regulations etc. across business activities

Ensuring the continued flow of information, updates and advise to various Line managers on new legislative changes and the impact thereof on the business and ensuring that management understand the risks to the business

Building and maintaining strong relationships with all the applicable Regulators

Identify non‑compliances as to identify potential risks

Drafting final reports in respect of compliance monitoring to line management

Follow up on identified risks, trends and corrective action to be taken by the relevant stakeholders

Identify opportunities to improve or enhance business processes

Proactively consult with management to align market conduct requirements to current and future business activities

Support Compliance Manager in preparing an annual compliance monitoring plan based on high risk areas.

Identify training needs through monitoring and other methods

Develop training material to address identified needs

Provide training on identified needs and on relevant regulatory requirements that impact the employees.

Requirements

2 - 5 years' experience

Qualification in law (LLB or equivalent) is required

Post‑qualification legal experience in compliance and / or corporate governance will be an advantage

Long‑term Insurance (or financial services) regulatory knowledge

Experience in Regulatory Compliance (Financial Advisory&Intermediary Act, and Long‑term Insurance)

Experience in Financial Sector Regulation Act (Advantage)

Knowledge of the Financial Intelligence Centre Act, National Credit Act and Protection of Personal Information Act

RE1

Member of CISA will be an advantage

Send your CV and latest pay slip to

ATripleA Recruitment and Temps



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