Compliance Consultant, Midrand

POSITION: Compliance Consultant LOCATION: Midrand

Role Description A Compliance Consultant ensures that an organization complies with relevant laws and regulations by conducting risk assessments, identifying compliance gaps, and recommending corrective actions to mitigate legal and regulatory risks.

Key Performance Areas

Assisting in the development and implementation of compliance programs

Conducting internal reviews and audits to ensure compliance procedures are followed

Identifying compliance issues that require follow-up or investigation

Maintaining documentation of compliance activities, such as complaints received or investigation outcomes

Conducting periodic internal reviews to ensure that compliance procedures are followed

Providing assistance to internal or external auditors in compliance reviews

Preparing reports for senior management and external regulatory bodies as appropriate

Keeping informed regarding pending industry changes, trends, and best practices and assessing the potential impact of these changes on organizational processes

Developing, initiating, maintaining, and revising policies and procedures for the general operation of the compliance program and its related activities to prevent illegal, unethical, or improper conduct

Risk assessment updates

Assisting in collating information for internal audits

Completing various regulatory information forms

Conducting vendor audits

Preparing and submission of statutory declarations and returns

Core Competencies Functional Competencies

Accounting experience

Communication skills

Proficiency in MS Office

Sage X3

Industry Related Competencies

Familiarity with industry practices and professional standards in relation to the ICT sector

Audit and Assurance Expertise

Knowledge of Regulatory Frameworks

Behavioral / Leadership Competencies

Integrity and professional ethics

Ability to work under pressure

Attention to detail

Take accountability

Business/ Professional Competencies

Regulatory Knowledge

Strong Knowledge of reporting procedures

Record keeping

Risk management

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